Wednesday, July 11, 2012

Oak: Its contribution to wine aroma and overall quality

Wine odor is one of the key markers of wine quality and, as a part of my series on wine quality, I have set myself the task of identifying and characterizing the sources of wine odor and showing how the interactions of these odor components aid in the perception of wine quality.

Wine is aged in wooden barrels to: (i) enhance its flavor, aroma, and complexity through transfer of substances from the wood to the wine; and (ii) allow gradual oxidation to occur.  As a result of its "strength, resilience, workability, and lack of undesirable flavor," oak is the wood of choice for most wine cooperage applications.

The oak used in the maturation of alcoholic beverages fall into one of three species: Quercus alba, Quercus robur, and Quercus sessilis.  Q. robur and Q. sessilis, and their respective subspecies, are European white oaks while Q. alba is the source of 45% of the white oak lumber produced in the US.  American oak used in barrel production is sourced from Kentucky, Missouri, Arkansas, and Michigan but there is no apparent regional distinction.  European oak, on the other hand, may have designations which reach all the way to the forest from which the oak originated.  For example, French oak from the department of Alliers may be sourced from a forest named Tronçais.

Sources:; Dr. Murli Dharmadikari; Principles and Applications in Wine Science

Oak wood used in the production of wine barrels must possess the following characteristics (Ronald S. Jackson, Principles and Applications in Wine Science): straight-grained; strong; resilient; fault -free; and free of undesirable odors that could taint the wine.  Once the tree is harvested, the resulting log is first cut into tubular sections and they are, in turn, split into halves, quarters, eighths, and then the final stave size.

The rough-hewn staves are now ready to be seasoned.  The cut staves are stacked in the open air in alternating east-west, north-south rows for a period of about three years.  Open-air drying exposes the staves to wind, rain and UV rays.  The stacks are dismantled and randomly re-assembled annually in order to ensure that a single barrel does not gain an inordinate number of staves from a single tree.  Some producers choose to kiln-dry the staves but, while attainment of the desired humidity levels occurs earlier, it can result in the loss of as much as 70% of desirable compounds.

The oak staves undergo a number of chemical changes as a result of seasoning: (i) ellagitannins are polymerized and become less soluble; (ii) there is an increase/decrease of lignin degradation products (such as eugenol, vanillin, syringaldehyde) in the outer portion of the staves; and (iii) the leaching and degradation of phenolic compounds (such as tannin) by oxygen, rain, and UV radiation.

After seasoning is completed, the staves are cut to their final sizes and then assembled into a shape approximating that of the final product except that one end is open and there are spaces between the staves (these spaces widen as one travels closer to the open end of the assembly).  A heat source is introduced into each proto-barrel through the open end and heat is applied to the inner surface for a duration, and at an intensity, consistent with the level of toast desired for the finished barrel.  The table below shows the chemical changes to the oak that result from varying toast levels.

As stated previously, wine is aged in wooden barrels to: (i) enhance its flavor, aroma, and complexity through transfer of substances from the wood to the wine; and (ii) allow gradual oxidation of the wine. In the first instance, many of the wood's native aromatic compounds, as well as the aromatic compounds created during seasoning and toasting, are absorbed, and integrated, into the wine, thus contributing to wine richness and aromatic complexity.  For example, hemicellulose will hydrolyze upon exposure to wine, creating, as a result, sugars and acetyl groups.  The sugars are further converted to furanaldehydes and ketones while the acetyl groups are converted to acetic acid during maturation.  A small proportion of lignin will dissolve in wine (these are called native lignins) while some undergo ethanolysis and are oxidized to aromatic compounds.  These compounds have low olfactory thresholds and will, therefore, impact the wine's aromatic profile. As noted by Dr. Murli Dharmadikari, common descriptors of oak-aged wines are oaky, vanilla, smoky, toasty, spicy, and coconut.

In terms of gradual oxidation, wine loss from barrels amount to approximately 2% per year, resulting from the fact that water and ethanol are smaller molecules and will diffuse into the wood and, ultimately, escape as vapor.  If the air in the cellar is dry, more water is lost and the wine is more concentrated in terms of alcohol.  If the environment is too humid then more alcohol is lost, reducing the ethanol content in the remaining wine.  This loss of liquid opens up a space between the wine surface and the barrel which the winemaker generally "tops up" in order to prevent oxidation and acetic spoilage.  During this "topping-up" process, small amounts of oxygen are dissolved in the wine.  Oxygen is also introduced into the wine during winery operations such as filtering and racking.

The oxygen which is now in the wine reacts with resident phenolic compounds (pigments and tannin) in a manner such that: (i) the red color in wine is stabilized and enhanced (monomeric anthocyanins combine with tannins to form stable polymeric pigments); (ii) tannins are softened (polymerization and precipitation as well as tannin-polysaccharide combinations); (iii) complex aromas develop; and (iv) there is improvement in the wine's body and mouthfeel.  It should be noted here that the tannin resident in the wine at this time is a combination of grape tannin plus the oak tannin absorbed from the barrel (30% from the innermost four millimeters of wood).

While the discussion above has been limited to oak cooperage, winemakers have been seeking similar benefits -- at significantly reduced cost  -- by using cooperage substitutes.  Using substitutes such as oak chips and staves allow for the transfer of oak flavors to the wine while supplemental techniques such as micro-oxygenation and the use of neutral barrels will facilitate controlled oxidation, the other significant benefit of oak barrels.

For wines with the appropriate phenolic structure, oak maturation can be especially beneficial to the quality of the finished product.

© Wine -- Mise en abyme


  1. Muito bom o texto, mas faltou comentar o tempo de reutilização dos barris, primeira ou segunda ou mais passagem, a reabertura das barricas e a requeima. Acho que o vinho de barricas de terceira passagem é mais agradável - menos agressivo e mais 'boca cheia' - do que os de primeira e segunda em especial para o americano. Vale comentar a melhora da cor que o carvalho dá aos vinhos.
    Grato pela leitura sempre muito agradável e útil.

    1. Juliano, I would love to reply to your comment but ...